The NFA Board of Directors elected its Chair, Vice Chair, public directors, and members of NFA's Executive Committee.

The SEC adopted amendments to Regulation S-T to extend the EDGAR filing deadline for when a Form 144 is considered to be filed on the date of submission from 5:30 p.m. EST to 10:00 p.m. EST.

In a letter to SEC Chair Gary Gensler, Republican leaders from the House Financial Services Committee and Senate Banking Committee criticized the SEC for pursuing a climate agenda "outside the scope of its mission" and requested information on the proposed climate disclosure rule.

A publicly traded special purpose acquisition company settled SEC charges relating to internal control failures that allowed its CFO to control and access its operating account with "little or no oversight."

A broker-dealer settled NYSE charges for failing to implement adequate credit limit and erroneous order controls.