FINRA proposed several amendments to remove overlapping requirements concerning (i) clock synchronization for recording market events; (ii) quote and order access; (iii) reporting requirements on certain information for orders in OTC equity securities and (iv) recording of quotation information on an inter-dealer quotation system.

A tobacco manufacturer registered in India settled OFAC charges for violating North Korea sanctions regulations.

A CFTC-registered futures commission merchant ("FCM") settled NFA charges for recordkeeping, reporting, disclosure and supervision failures.

The Congressional Research Service examined recent SEC rule proposals aimed at reforming the structure of U.S. capital markets.

The Supreme Court will review a Fifth Circuit ruling that the CFPB "funding mechanism" violates the Constitution's separation of powers clause.