In a newly-released compliance note, the DOJ, Office of Foreign Assets ("OFAC") and the U.S. Department of Commerce Bureau of Industry and Security ("BIS") outlined red flags that U.S. entities should be on the lookout for, and which may signify efforts to evade Russia-related sanctions.

Based on 2022 survey data and credit bureau records, the CFPB reviewed the financial profiles of Buy Now, Pay Later borrowers.

The New York Attorney General proposed several rules aimed at protecting consumers against price gouging by sellers following market disruptions.

FINRA proposed revisions to the content outline for Research Analyst exams (FINRA Series 86/87).

An introducing broker two of its peresonnel settled NFA charges for acting without a "bona fide reason" for placing favored customer as a counterparty in trades with other customers; NFA alleged the actions generated profits for the favored customer and additional brokerage fees at the expense of other customers.