The CFTC unanimously approved a final rule that amends "certain reporting and information regulations applicable to derivatives clearing organizations."

GAO recommended that the CFPB, CFTC, FDIC, SEC, Federal Reserve Board, National Credit Union Administration, and OCC establish a "formal coordination mechanism" to collectively identify and address blockchain-related risks in a timely manner.

The Managed Funds Association and the National Association of Private Fund Managers urged the SEC to consider the aggregate cost of recently proposed rulemakings on private fund advisers and fund investors.

Senate Banking Committee Chair Sherrod Brown (D-OH) and Senator J.D. Vance (R-OH) urged the FDIC to protect "Main Street focused" regional banks when implementing its proposed special assessment on insured depository institutions.

An introducing broker-dealer settled FINRA charges for misclassifying its owner's personal expenses as business expenses and failing to register and supervise an unregistered individual serving as a principal of the firm.