The SEC proposed a rulemaking that would require broker-dealers and investment advisers to eliminate conflicts of interest associated with the use of predicative data analytic technologies.

The CFTC proposed amendments to rule filing requirements for various types of registered entities, including DCMs, DCOs, SEFs and SDRs.

The SEC adopted final disclosure requirements on cybersecurity risk management, governance, strategy, and incident reporting by public companies.

Financial Stability Board Secretary General John Schindler underscored the Board's focus on the "vulnerabilities associated with liquidity mismatches and leverage in non-bank financial intermediation."

A foreign banking organization settled charges with the Federal Reserve Board for failing to address known risks associated with a client investor that had an “increasingly concentrated [total return swaps] portfolio.”