FDIC Vice Chair Travis Hill expressed concern that "an overreaction is underway" from regulators in response to the bank failures in March 2023.

A broker-dealer settled charges with the SEC for mismarking millions of short- and long-sale orders.

A broker-dealer settled SEC charges for reporting incomplete and inaccurate securities trading information on required electronic blue sheet submissions.

An investment adviser for private funds settled charges with the SEC for breach of fiduciary duty related to undisclosed account fees, transfers and accessibility.

The CFTC Division of Market Oversight extended no-action relief from the ownership and control reporting requirements for reporting entities.