In a "Report on the 42nd Annual Small Business Forum," the SEC responded to several policy recommendations from market participants to improve the current capital raising regulatory framework.
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The SEC set an effective date for Privacy Act amendments of October 26, 2023. The effective date was published in the Federal Register.
Treasury recommended best practices for financial institutions that have made "net-zero" financing and investment commitments.
Sia Partners, a global management consultancy, identified additional market participants' concerns on an SEC proposal to require central clearing of Treasury security transactions and repurchase agreements.
The Managed Funds Association urged the FTC to withdraw its proposed amendments to "redesign" the premerger notification process.