A firm settled Nasdaq Stock Market charges for failing to timely process reverse stock splits and a warrant causing customers to trade using inaccurate information.

Two resolutions before the FDIC Board of Directors concerning proposed changes to Bank Control Act oversight regulations were withdrawn after failing to gain majority support.

CFTC Commissioner Kristin N. Johnson described a three part approach to regulating AI in futures and derivatives markets.

In a Consultation Paper, the UK Financial Conduct Authority requested comment on proposed rules to allow for the "bundling" of payments for third-party research and execution services, subject to proposed guardrails.

The SEC requested further comment on proposed amendments to FINRA Rule 3240.