The CFTC amended the reporting requirements applicable to large trader position reporting requirements for futures and options.
News & Insights
In a new report, the CFPB outlined the costs and fees that consumers pay on health savings accounts and evaluated consumer experiences in the HSA market.
The CFPB reported findings from researchers that investigated the effects of price complexity on market outcomes. CFPB economists suggest the research has implications for understanding how junk fees impede fair and competitive pricing.
In a letter to SEC Commissioner Gary Gensler, Senate Budget Committee Ranking Member Charles Grassley requested "increased transparency" and information "with respect to the resources dedicated by the SEC to processing whistleblower tips and claims."
An investment adviser settled SEC charges for entering into an impermissible joint legal fee arrangement with its client, an open-end management investment company. The legal fees related to SEC inquiries and private lawsuits over losses in a "series fund" managed by the investment company.