The Department of the Treasury adopted a final rule amending its Title VI regulations to eliminate potential disparate-impact liability.

A dually registered broker-dealer/investment adviser and futures-commission merchant settled parallel FinCEN, SEC, CFTC, and FINRA actions arising from deficient AML monitoring and untimely suspicious activity reporting.

The SEC Division of Investment Management issued an amended order allowing an actively managed exchange-traded fund to expand its permitted investments without being subject to a daily portfolio transparency requirement.

At a Senate Special Committee on Aging hearing on the new frontier of senior fraud, an industry witness warned that generative artificial intelligence is making financial scams against older Americans more convincing, personalized, and scalable.

KalshiEX LLC amended its sporting corporate announcement event contracts to tighten definitions, update source hierarchies, and clarify payout resolutions.