The SEC established a new specialized Financial Reporting and Accounting Unit within its Division of Enforcement to pursue accounting and financial reporting fraud.

CFTC Chair Michael S. Selig argued that the United States should prioritize domestic innovation in derivatives markets over deference to international regulatory consensus.

A broker-dealer settled Cboe BZX Exchange charges for failing to maintain reasonably designed market access risk management controls to prevent the entry of erroneous orders.

The U.S. District Court for the Eastern District of Michigan denied the motion by Coinbase Financial Markets, Inc., for a preliminary injunction, finding the company had not shown a likelihood of success on its claim that the Commodity Exchange Act preempts state gambling laws as applied to sports-related event contracts.

The DOJ Antitrust Division withdrew a 1987 business review letter issued to proxy advisory firm Institutional Shareholder Services, stating the letter no longer reflects the proxy adviser's business practices or the division's view of them.