Petitioner's Opposition to CFTC's Motion to Dismiss in petitioner's challenge to the CFTC's position limit rule. Analysis by Cadwalader: Position Limits Rumors Become Reality: CFTC Adopts Final Position Limits Rule Under Dodd-Frank. For more information about this document, you may contact one of the following Cadwalader attorneys: Paul J. Pantano , Jr.; Athena Eastwood; Jonathan Flynn Cross References: Dodd-Frank Section 737; 17 CFR Part 151; 76 FR. 71626; Int'l Swaps Derivatives Ass 'n v. CFTC, No. 1:11~cv~2146 (D.D.C.); Int'l Swaps &Derivatives Ass'n v. CFTC, No. 11~1469 (D.C. Cir.)
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Civil Action No. 11-cv-2146 (RLW) Order issued by the US District Court for the District of Columbia issuing stay of the proceedings in pending the outcome of Plaintiffs' petition in the Court of Appeals Cross References: Dodd-Frank Section 737; 17 CFR Part 151; 76 FR. 71626; Int'l Swaps Derivatives Ass 'n v. CFTC, No. 1:11~cv~2146 (D.D.C.); Int'l Swaps &Derivatives Ass'n v. CFTC, No. 11~1469 (D.C. Cir.); Lofchie's Guide to CPO/CTA Regulation: Chapter 8, Trading.
DOL Letter Letter from the Department of Labor's v Employee Benefits Security Administration stating that in its view, the CFTC's final business conduct standards neither conflict with DOL's existing regulations, nor compel swap dealers or major swap participants to engage in fiduciary conduct. Cross References: Dodd-Frank Section 731; CEA Sections 4s, 8(a)(10) and 17(o); 17 CFR 23.21.
NFA News Release CME Group and National Futures Association announced, in conjunction with the InterContinental Exchange), the Kansas City Board of Trade and the Minneapolis Grain Exchange, the formation of a joint committee to review how self-regulatory organizations can strengthen current safeguards for customer segregated funds held at the firm level in light of the MF Global bankruptcy. This coordinated effort by all of the futures industry self-regulatory organizations will examine what changes can be made to rules or to the ways firms demonstrate compliance with those rules to prevent
77 FR XXXX The CFTC is requesting comment on a proposed rule that would implement Section 619 of the Dodd-Frank Act, which contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board of Governors of the Federal Reserve System to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund (the "Volcker Rule"). Under the proposed rule, banking entities would be required to establish an internal compliance program that is designed to ensure and monitor compliance