Trustee's report summarizing the status of this SIPA Proceeding and the material events that have occurred in the past sixty days. It will be supplemented and updated with future sixty day reports, and more substantial interim reports every six months. For more information about this document, you may contact one of the following Cadwalader attorneys: Steven D. Lofchie, Mark Ellenberg, Athena Eastwood, Christopher Updike, Assia Damianova, and Robert Zwirb Cross References: CEA Section 4d; CFTC Rules 30.7 Part 190; Lofchie's Guide to CPO/CTA Regulation: Chapter 12, Insolvency.
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Notice to MF Global Customers regarding Specifically Identifiable Property' and Other Non-Cash Assets, e.g., warehouse receipts and physical assets. For more information about this document, you may contact one of the following Cadwalader attorneys: Steven D. Lofchie, Mark Ellenberg, Athena Eastwood, Christopher Updike, Assia Damianova, and Robert Zwirb Cross References: CEA Section 4d; CFTC Rules 30.7 Part 190; Lofchie's Guide to CPO/CTA Regulation: Chapter 12, Insolvency.
Trustee's letter to the Bankruptcy Court regarding the status of the bulk transfer of certificates of title and warehouse receipts that were held by MFGI for its commodities customers at the time of its liquidation. For more information about this document, you may contact one of the following Cadwalader attorneys: Steven D. Lofchie, Mark Ellenberg, Athena Eastwood, Christopher Updike, Assia Damianova, and Robert Zwirb Cross References: CEA Section 4d; CFTC Rules 30.7 Part 190; Lofchie's Guide to CPO/CTA Regulation: Chapter 12, Insolvency.
Presentation by Trustee to customers and clients regarding the status of the MF Global bankruptcy proceeding. For more information about this document, you may contact one of the following Cadwalader attorneys: Steven D. Lofchie, Mark Ellenberg, Athena Eastwood, Christopher Updike, Assia Damianova, and Robert Zwirb Cross References: CEA Section 4d; CFTC Rules 30.7 Part 190; Lofchie's Guide to CPO/CTA Regulation: Chapter 12, Insolvency.
Testimony of CFTC Chairman Gensler on the Volcker Rule Chairman Gensler testifies on the the CFTC's proposed rule with respect to the Volcker Rule, which would apply to the activities of the banking entities' CFTC-registered affiliates and subsidiaries, such as futures commission merchants (FCMs), swap dealers, and commodity pool operators. He observes that in the case of a joint FCM/broker-dealer that is a banking entity, the CFTC has Volcker Rule jurisdiction over the FCM's activities, while the SEC's regulations would apply to the broker-dealer activities. Cross References: Dodd-Frank