FINRA Reg. Notice 12-30 FINRA Rules 12800 and 13800 (Simplified Arbitration) of the Customer and Industry Codes of Arbitration Procedure (Codes) provide streamlined arbitration procedures for claimants seeking damages of $25,000 or less. The SEC approved amendments to the Codes to raise the dollar limit for simplified arbitration from $25,000 to $50,000. Effective Date: July 23, 2012 Cross References: SEC Release 34-66913, 77 FR 27262 (May 9, 2012) (Approval of rule change; File No. SR-FINRA-2012-012); FINRA Rules 12401, 12800, 13401, 13800.

View notice in full here (links externally to SEC website).

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 4 of Schedule A to the FINRA By-Laws to Increase the Branch Office Annual Registration and New Member Application Fees and Assess a New Continuing Membership Application Fee (SEC Release) View notice in full here (links externally to SEC website).

View notice in full here (links externally to SEC website).

View notice in full here (links externally to SEC website).