View press release in full here (links externally to OCC website).

See: 77 FR 37803 The CFTC is correcting certain text published in the Federal Register of April 9, 2012, and June 19, 2012, regarding the final rule for Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management, and Core Principles and Other Requirements for Designated Contract Markets. Effective Date(s): The corrections to FR Doc. 2012-7477 are effective October 1, 2012. The corrections to FR Doc. 2012-12746 are effective August 20, 2012. Cross References: CFTC Rule 38.601; 77 FR 21278; 77 FR 36611. For more information about this document, you

The SEC today sued AMMB Consultant Sendirian Berhad (AMC), a Malaysian investment adviser, alleging that for more than a decade, AMC charged a U.S. registered fund for advisory services that AMC did not provide. The SEC alleges that by doing so, AMC breached its fiduciary duty with respect to compensation under the Investment Company Act of 1940. View press release in full here (links externally to SEC website).

The American Bankers Association, The Financial Services Roundtable, Futures Industry Association, International Swaps and Derivatives Association Inc., and Managed Funds Association, wrote this letter on behalf of its members with reporting obligations under Part 43 and Part 45 of the Regulations of the CFTC and other similarly situated persons, to request that the CFTC hold a public roundtable to consider issues related to reporting of trade data to multiple swap data repositories ("SDRs"). View letter in full here(links externally to MFA website).

The SEC today obtained a temporary restraining order and asset freeze against a Utah man and company charged with operating a real estate-based Ponzi scheme that bilked $100 million from investors nationwide. View press release in full here (links externally to SEC website).