Director of the SEC Office of Municipal Securities Dave A. Sanchez urged municipalities to use up-to-date information in their securities disclosures and cautioned that outdated terminology and stale reporting practices could undermine investor confidence.

FinCEN designated three Mexican banks as financial institutions of "primary money laundering concern" for facilitating transactions tied to the trafficking of synthetic opioids, including fentanyl.

FINRA suspended a broker for failing to properly supervise two traders who mismarked positions.

FINRA suspended a broker for signing insurance-related documents on behalf of customers without authorization.

The CFTC's Market Participants Division ("MPD") issued guidance to "assist entities considering registering as, or acquiring, [Futures Commission Merchants] ("FCMs")."