An individual settled SEC charges for orchestrating a multi-year "free-riding" scheme by exploiting an instant deposit credit feature offered by an online broker-dealer.

The US Treasury Department's Office of Foreign Assets Control fined a Delaware-based logistics company for violations of US sanctions on Cuba.

FINRA barred a broker for failing to provide testimony in connection with an investigation into allegations related to unauthorized sales and funds transfers from a customer's account.

The SEC's Division of Corporation Finance issued guidance to clarify how issuers of crypto asset exchange-traded products should comply with disclosure rules.

The Senate voted to remove a 2025 budget reconciliation bill provision that would have imposed a moratorium on enforcing state-level artificial intelligence laws or regulations.