The Federal Reserve, FDIC and OCC requested public comment on "outdated or otherwise unnecessary regulatory requirements on insured depository institutions and their holding companies."

A firm settled NYSE Texas charges for failing to accurately report data to the Consolidated Audit Trail ("CAT") Central Repository and for related supervisory failures.

A firm settled FINRA charges for failing to timely file private placement offering documents.

FINRA proposed a five year extension on the expiration date of a rule requiring members to truncate time stamps after the nanosecond level when reporting data to the Consolidated Audit Trail.

The CFTC's Division of Clearing and Risk withdrew its "Staff Advisory Relating to Prime Brokerage Arrangements and Derivatives Clearing Organization Registration," effective immediately.