A firm settled FINRA charges for disclosure deficiencies in retail communications concerning crypto assets offered by its affiliate

The Congressional Research Service reviewed the use of artificial intelligence in derivatives markets and identified emerging risks and other regulatory considerations.

The White House Office of Science and Techology Policy issued an action plan on artificial intelligence intended to accelerate innovation, expand national AI infrastructure, and advance international AI leadership and security.

SIFMA technology and financial operations directors warn of rising concerns over cyber risks "tied to remote work, AI-powered deepfakes, and overseas contractors."

A firm settled FINRA charges for failing to supervise solicitations of private placements and for failing to comply with FINRA telemarketing rules.