FINRA provided five tips for investors to help them avoid getting "fooled" by fraudulent advisors and products.
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The Cabinet Regulatory Tracker provides a list of significant effective dates, compliance dates and comment and filing deadlines.
Delta Strategy Group issued a summary of the comment letters that were received by the CFTC on its proposed Regulation Automated Trading.
The CFTC Market Risk Advisory Committee will hold a public meeting on derivatives markets on April 26, 2016, from 10:00 a.m. to 1:30 p.m.
The European Securities and Markets Authority urged the European Commission’s Directorate-General for Financial Stability, Financial Services and Capital Markets Union to clarify whether it supports the draft Regulatory Technical Standard.