The CFTC extended the comment period for a proposal to amend certain regulations applicable to annual reports that a commodity pool operator must distribute for each pool that it operates.

The SEC requested comment on a FINRA proposal to delay the effective date of a rule change that would clarify the operation of its "Regulation NMS Plan to Address Extraordinary Volatility" following a trading pause or regulatory halt in an NMS security.

The SEC adopted amendments implementing the statutory requirement that security-based swap data repositories make data available to certain regulators and other authorities.

The CFTC requested comment on a proposal to (i) enhance its process for reviewing whistleblower claims, (ii) clarify its authority to administer the whistleblower program, and (iii) amend the interpretation of its anti-retaliation authority.

SEC Investor Advocate Rick A. Fleming expressed concern about recent patterns in municipal bond ownership. He delivered his remarks at the MSRB Municipal Securities Regulator Summit.