CFTC staff will hold a public discussion to examine recent Committee on Payments and Markets Infrastructure-IOSCO guidance on central counterparty resilience and recovery.

The NFA urged the CFTC to extend the relief granted by its proposal to amend the Commodity Pool Operator annual report requirements to quarterly report requirements.

The SEC charged a hedge fund manager and his firm with insider trading based on material nonpublic information that the manager had learned in confidence from a corporate executive.

The CFTC simultaneously filed and settled charged against a Futures Commission Merchant for supervisory and risk management failures.

The CFTC filed a civil injunctive enforcement action against employees of a firm for engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, margined or financed basis.