The CFTC simultaneously filed and settled charges with a bank for failing to create, maintain and promptly produce required confirmations for a significant number of "Exchange for Related Position" trades.

Former CFTC Commissioner Sharon Brown-Hruska criticized the removal of the requirement to demonstrate price artificiality in attempted manipulation and disruptive trading practices cases.

SEC Chair Mary Jo White provided an overview of the SEC's "robust and wide-ranging work" to regulate the global securities marketplace.

SEC Interim Chief Accountant Wesley R. Bricker outlined ways in which auditors can "reinforce the reliability and credibility of financial reporting" under the new FASB credit loss standard.

CFTC Commissioner J. Christopher Giancarlo argued that market regulators should change their practices and agency cultures to embrace the "21st century digital transformation."