The Office of the Comptroller of the Currency will establish an "Office of Innovation."

FINRA notified member firms that amended rules governing communications with the public will become effective on January 9, 2017.

The SEC adopted changes to the existing intrastate offering framework, and proposed amendments to proxy requirements that would require the use of universal proxy cards.

FINRA proposed the establishment of a fee for the new Academic Corporate Bond TRACE Data Product.

The Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency and the FDIC requested comments on a proposed rulemaking that would enhance cyber risk management standards for large and interconnected entities and their service providers.