The IOSCO Board reported on the status of the implementation of the G20/Financial Stability Board's post-crisis recommendations to strengthen securities markets.
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SEC Chair Mary Jo White described progress on cooperative initiatives between the SEC and the Public Company Accounting Oversight Board.
The Financial Crimes Enforcement Network issued an advisory to financial institutions on Bank Secrecy Act reporting obligations concerning cyber events and cyber-enabled crime.
The SEC will hold its annual Government-Business Forum on Small Business Capital Formation. The Forum will examine how capital formation options are working for small businesses in the wake of the JOBS Act.
Risk Desk editor John Sodergreen examines the "strict liability" rules of the Chicago Mercantile Exchange.