CFTC Chair Timothy Massad emphasized the dangers of repealing Dodd-Frank, defended the derivatives regulations implemented under it, and discussed the future of the derivatives markets in the political and international arenas.

FINRA provided guidance on the "as soon as practicable" requirements for over-the-counter trades in National Market System stocks.

The CFTC voted to repropose position limits rules, which would place limits on speculative futures and swaps positions. In a separate vote, the CFTC approved final aggregation rules.

The SEC awarded approximately $3.5 million to a whistleblower for coming forward with information that led to an SEC enforcement action.

FINRA fined a financial institution for anti-money laundering and supervision violations.