CFTC Commissioner Christopher Giancarlo addressed three "mega-trends" that are transforming global financial markets: technological disruptions, changing market liquidity and global fragmentation.
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CFTC Chair Timothy Massad detailed the agency's past efforts and his remaining agenda on behalf of commercial end-users.
FINRA filed with the SEC a proposed amendment to its Rules to require alternative trading systems to submit additional order sequence information in the Order Audit Trail System.
The SEC awarded nearly $1 million to a whistleblower for coming forward with information that led to multiple SEC enforcement actions.