The Financial Action Task Force updated the list of jurisdictions with strategic deficiencies in combating anti-money laundering and countering the financing of terrorism.
News & Insights
22403 News Results
New SRO rule changes and proposals were announced by the SEC for the week of April 3 to April 7, 2017.
FINRA is updating the Regulatory Extension (REX) system to enable firms to file extensions of time requests.
FINRA updated the following TRACE Data Feed Specifications: Bond Trade Dissemination Service, Agency Debt Trade Dissemination Service, and Bond Trade Dissemination Service-144A.
FINRA outlined equity trade reporting changes necessitated by the shortening of the settlement cycle from three business days to two business days ("T+2").