The Bank for International Settlements published a Report that found that changes in the availability and cost of repurchase agreement ("repo") financing are affecting the ability of repo markets to support the financial system.
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22403 News Results
SEC inflation adjustments and other technical amendments concerning "emerging growth companies" are now in effect.
Wells Fargo issued findings from an independent investigation into the bank's retail sales practices.
The CFTC Division of Swap Dealer and Intermediary Oversight granted relief allowing the transfer of customer-owned securities by a U.S. futures commission merchant to a foreign broker.
The NFA urged futures commission merchants and independent brokers to revise their anti-money laundering programs to reflect the most current information on jurisdictions with strategic deficiencies identified by the Financial Action Task Force.