The Committee on Payments and Market Infrastructures and IOSCO asked for public comment in response to draft guidance on "how to run and design supervisory stress tests for central counterparties."
News & Insights
A Hong Kong cotton company agreed to pay a $225,000 civil monetary penalty to settle CFTC charges alleging violations of cotton reporting requirements.
The SEC Division of Corporation Finance granted an exemption from registration of membership interests to a Georgia-based mutual insurance company reorganizing to become a stock company.
FINRA filed a proposed rule change that would provide a temporary exemption to allow member alternative trading systems and their subscribers to report aggregate trade information to TRACE regarding certain U.S. Treasury Securities transactions.
The FDIC, the Board of Governors of the Federal Reserve System and the Office of the Comptroller of the Currency proposed revisions to the Consolidated Reports of Condition and Income.