The SEC Division of Corporation Finance granted a registration exemption to a Los Angeles Rams fan club concerning sales of membership interests.

The MSRB issued a "Compliance Advisory for Municipal Advisors" to provide guidance on compliance risks for recently implemented rules.

A proprietary trading firm and a former trader settled CFTC charges that they engaged in illegal wash sales.

Federal Reserve Board Vice Chair Stanley Fischer detailed significant improvements in the financial stability of the U.S. financial system, but cautioned that "financial stability cannot be taken for granted."

The House Appropriations Committee released a draft Financial Services and General Government Appropriations bill for 2018.