The SEC proposed a rule change that would designate certain securities listed on the Investors Exchange as "covered securities." Such a designation would exempt them from state registration requirements.

New SRO rule changes and proposals were announced by the SEC for the week of July 10 to July 14, 2017.

IOSCO and CPMI published a fourth update to the Level 1 assessments of implementation monitoring of the Principles for Financial Market Infrastructures.

Federal Reserve Bank of New York Executive Vice President Simon Potter urged all foreign exchange market participants to adopt the FX Global Code.

The MSRB issued guidance for non-solicitor municipal advisors on the applicability of MSRB rules to conduit financing.