New SRO rule changes and proposals were announced by the SEC for the week of June 17 to June 21, 2017.
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FINRA will elect new governors to its Board at an annual meeting on August 22, 2017.
Five federal financial regulatory agencies will review the treatment of certain funds under the Bank Holding Company Act.
The U.S. Senate Committee on Agriculture, Nutrition, and Forestry will meet on July 27, 2017 to consider three nominations to the CFTC Commission.
The SEC proposed a rule change that would designate certain securities listed on the Investors Exchange as "covered securities." Such a designation would exempt them from state registration requirements.