Senators questioned whether the Consumer Financial Protection Bureau investigation into the Equifax data breach has been halted. The letter comes in response to a recent report suggesting Acting Director Mulvaney relaxed the investigation.
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The New York State Department of Financial Services reminded virtual currency entities that they are required to implement measures to prevent and respond to fraud and efforts at market manipulation.
The SEC Order that extends temporary relief exempting security-based swap activity from various provisions of the federal securities laws was published in the Federal Register.
The Senate Committee on Commerce, Science and Transportation scheduled a confirmation hearing for President Trump's four FTC nominees.
In a newly published paper, FINRA examined the issue of unpaid arbitration awards in the financial services industry.