The Financial Action Task Force updated the list of jurisdictions with strategic deficiencies in combating anti-money laundering and countering the financing of terrorism.

The CFTC issued an Order of Registration to a Foreign Board of Trade located in Singapore. The Order provides certain participants with direct access to the CFTC electronic order entry and trade matching system.

A futures commission merchant agreed to pay $100,000 to settle CFTC charges that it failed to supervise the implementation of an information systems security program, resulting in the loss of personally identifiable customer information.

FINRA filed with the SEC proposed rule changes that would revise the Investment Banking Representative (Series 79), Research Analyst (Series 86 and 87) and Operations Professional (Series 99) examinations.