FDIC Chair Martin Gruenberg described progress in the resolution-planning process for systemically important financial institutions.
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The CFTC and the UK Financial Conduct Authority agreed to facilitate collaboration, share information and support each other's FinTech initiatives.
The SEC suspended trading in three companies due to concerns about the accuracy of information they provided regarding acquisitions of cryptocurrency and blockchain technology.
In his first public remarks as SEC Commissioner, Robert Jackson argued that perpetual dual-class structures are both antithetical to the spirit of accountability and inadvisable from a market perspective.
The House Subcommittee on Capital Markets, Securities and Investments reviewed several legislative proposals relevant to derivatives end-users.