The Office of the Comptroller of the Currency made technical changes to a rule on annual stress testing. The changes are intended to conform the OCC's rule to changes made by the Board of Governors of the Federal Reserve System.
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The CFTC Division of Clearing and Risk granted an extension of no-action relief to the Shanghai Clearing House from registration as a derivatives clearing organization.
The NFA Board of Directors reelected Michael C. Dawley as Chair. Mr. Dawley of Goldman Sachs & Co. will serve a one-year term. The Board also reelected Maureen C. Downs of Phillip Capital Inc. to serve as Vice-Chair.
The SEC allowed open-end funds additional time to comply with certain liquidity risk management requirements.
The SEC issued interpretive guidance intended to help public companies prepare disclosure statements about cybersecurity risks and incidents.