The SEC allowed a number of closed-end management investment companies to file post-effective amendments to their registration statements.
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The SEC and Tesla's CEO Elon Musk agreed to amend a prior settlement agreement concerning Mr. Musk's allegedly false and misleading Twitter statements about a potential transaction to take Tesla private.
The Office of the Comptroller of the Currency requested feedback on its fiduciary activities rules and a potential rule for non-fiduciary custody activities.
The CFTC notified a British-Swiss commodities trading and mining firm that its organization and its subsidiaries are under investigation for corrupt practices.
OFAC adopted regulations that would permit the use of sanctions against foreign persons found interfering in U.S. elections.