FINRA's proposal amending rules on Transaction Reporting of TRACE-Eligible Securities, to extend the reporting period and adopt a new modifier to identify certain transactions, was published in the Federal Register.
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The SEC extended the compliance date for certain Regulation NMS rule amendments that were adopted to increase the transparency of broker-dealers' "handling and routing of orders in NMS stock."
The Federal Reserve Board, the FDIC and the Office of the Comptroller of the Currency's proposal to amend a capital requirement for U.S. banking organizations engaged primarily in custodial activities was published in the Federal Register.
The CFPB requested feedback on the efficacy of the Remittance Rule, which requires companies to disclose certain information concerning customers' international money transfers and remittance transfers.
The CFTC proposed amending derivatives clearing organization regulations to, among other things, "enhance certain risk management and reporting obligations" and "codify existing relief and guidance."