A broker-dealer settled multiple state charges, coordinated by the North American Securities Administrators Association, for selling unregistered non-exempt securities.

The CFTC and the Japan Financial Services Agency agreed to extend cross-border regulatory deference to certain electronic derivative trading platforms subject to comparable regulation.

The Alternative Reference Rates Committee provided recommended fallback contract language for new closed-end, residential adjustable-rate mortgages that reference U.S. dollar LIBOR.

The CFTC finished updating its data catalogue, completing the first of five steps under the agency's Data Protection Initiative.