A commodity exchange settled CFTC charges for failing to meet stress testing requirements pursuant to a derivatives clearing organization registration exemption.

In three separate cases, two futures commission merchants and a guaranteed introducing broker settled CFTC charges for improperly bunching orders, unauthorized trading and failing to diligently supervise.

The Financial Crimes Enforcement Network's Financial Action Task Force updated its list of jurisdictions with strategic anti-money laundering and combating the financing of terrorism deficiencies.

A broker-dealer settled FINRA charges for failing to report transactions subject to the exercise of an OTC option.

In a statement on the discontinuation of LIBOR, the SEC staff noted the risks associated with the transition from LIBOR to alternative reference rates.