SIFMA argued that the Massachusetts Securities Division should allow SEC Regulation Best Interest to be fully implemented before considering a state-specific fiduciary rule.

SEC Chair Jay Clayton encouraged the Investor Advisory Committee to consider approaches to regulation that foster competition in areas where competition may be limited.

Two debt collectors and their respective companies agreed to a permanent ban in order to settle New York Attorney General charges for deceptive and illegal practices.

In an Executive Order, President Donald J. Trump authorized the imposition of sanctions on persons who contribute to the deteriorating situation in Mali.

The Federal Reserve Board and the FDIC completed evaluations of the 2018 resolution plans for 82 foreign banks and extended the deadlines for the next round of evaluations.