The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates, expiration dates and delayed actions.

FINRA proposed amendments to rules on (i) restricting the purchase and sale of initial equity public offerings and (ii) new issue allocations and distributions. The amendments would exempt additional persons and offerings from the scope of the rules.

Regulation Best Interest significantly expands the obligations that broker-dealers owe to retail investors. To assist in navigating these new requirements, the Cabinet produced four new Retail Best Interest Topic Pages.

SEC Chair Jay Clayton extended the charter of the Fixed Income Market Structure Advisory Committee for another year.

OFAC sanctioned a North Korean national for his association with the Workers' Party of Korea, an entity designated by both the United Nations and the United States for involvement with North Korea's missile program.