The SEC sued an investment adviser for breach of fiduciary duty and undisclosed conflicts of interest related to revenue sharing arrangements that affected transactions in mutual fund shares.
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The CFPB extended the comment period on proposed amendments to CFPB Regulations on Fair Debt Collection Practices to September 18, 2019
CFTC Chair Heath P. Tarbert will take over as sponsor of the CFTC's Agricultural Advisory Committee.
The CFTC Division of Market Oversight extended no-action relief from certain position aggregation requirements.
House Financial Services Committee Chair Maxine Waters and Senate Banking Committee Ranking Member Sherrod Brown expressed their "strong opposition" to "weakening" initial margin requirements for swaps between banks and their affiliates.