Chief Innovation Officer and Director of the LabCFTC initiative Daniel Gorfine will leave the CFTC in mid-August of 2019.
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The SEC granted no-action relief to an Indian based issuer in order to allow it to conduct a partial tender offer for shares of the company.
On August 5, 2019, the Trump administration imposed sweeping economic sanctions against the Venezuelan Government to further target President Nicolás Maduro's regime.
OFAC designated the Foreign Minister of Iran for his actions on behalf of the Supreme Leader of the Islamic Republic of Iran.
FINRA published the Consolidated Audit Trail Onboarding Guide to provide broker-dealers with the steps necessary to access the CAT Test and Production Environments.