In an interview at the Yahoo! Finance All Markets Summit, CFTC Chair Heath P. Tarbert declared that Ethereum is a commodity under the Commodity Exchange Act.
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FTC Bureau of Competition Director D. Bruce Hoffman will leave the agency in November 2019.
FINRA filed a proposed rule change to extend until April 20, 2020 a current pilot program concerning clearly erroneous transactions in exchange-listed securities.
A broker-dealer firm and its CEO settled SEC charges for enabling Ukraine-based customers to conduct a manipulative trading scheme.
The Federal Reserve Board finalized rules that will tailor the application of prudential standards to U.S. bank holding companies and apply enhanced standards to certain large savings and loan holding companies.