The SEC made technical corrections to a final rule establishing security-based swap capital, margin and segregation requirements.

The MSRB will implement a new examination requirement on November 12, 2019 for those seeking to qualify as municipal advisor principals.

The MSRB requested topics for consideration by advisory groups for the 2020 fiscal year.

OFAC designated two South Sudanese individuals, as well as several associated entities, for their alleged involvement in a government bribery scheme.

In a joint statement, the CFTC, FinCEN and the SEC reminded those engaged in digital asset transactions to comply with anti-money laundering and countering the financing of terrorism obligations under the Bank Secrecy Act.