ISDA reviewed consultation responses to determine how pre-cessation triggers should be addressed for LIBOR and certain IBOR benchmarks if they become "no longer representative."

After review, FINRA determined that it would leave in place a rule requiring registrants to participate in an annual compliance meeting.

The SEC called on exchanges and market participants to submit "innovative" proposals intended to improve the secondary market structure for exchange-listed equity securities traded in low volumes.

A broker-dealer settled FINRA charges for failing to report certain transactions to Trade Reporting and Compliance Engine in a timely manner.

The MSRB proposed amendments to the content outline for the Series 54 examination and selection specification.