The U.S. House of Representatives passed a bill requiring U.S. corporations and limited liability companies to disclose beneficial ownership information.

OFAC extended the expiration date of a General License concerning nine Belarus-related entities.

FINRA reminded members firms that ballots are due on November 20, 2019 for (i) electing a New York Region representative to the Small Firm Advisory Committee and (ii) the FINRA Regional Committee elections.

Two general securities representatives settled FINRA charges of using exploitative trading practices against a cognitively impaired elderly customer.

OFAC amended a general license authorizing certain transactions and activities involving a Venezuelan state-owned energy company.