The Division of Corporation Finance confirmed that financial institutions acting as dealers do not become part of a "group" with its counterparties by virtue of entering into derivative contracts with such counterparties, provided the dealing institutions retain sole discretion over hedging and voting decisions.

SEC Chair Paul Atkins and CFTC Chair Michael Selig announced that "Project Crypto" will now proceed as a joint initiative between the two agencies to unify federal oversight of digital asset markets.

A broker-dealer settled FINRA charges for supervisory failures over Regulation Best Interest and Form CRS obligations.

SEC Director of the Division of Trading and Markets Jamie Selway supported the industry's move toward continuous trading.

The CFTC Division of Market Oversight granted no-action relief to futures commission merchants, clearing members, foreign brokers, and designated contract markets, by extending the compliance date for amended large trader reporting requirements.